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JP Turner & Company, LLC
SUPPORT STRUCTURE / Compliance
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"The mission of the JP Turner & Company Compliance Department is to protect the customer, the broker, and the firm by enforcing the rules and regulations of the industry as well as JP Turner's company policies and procedures."-Michael
Isaac, Chief Compliance Officer, JP Turner
The mission of the JP Turner & Company Compliance Department is to protect the customer, the broker, and the firm by enforcing the rules and regulations of the industry as well as company policies and procedures. JP Turner's Compliance Department, with more than 70 years of compliance experience and over 20 years of regulatory experience,
strikes a balance between presenting an open, broker friendly communication pathway while structuring and enforcing a supervisory system that protects investors and registered brokers. The experience of the department is leveraged with a robust technological solution that bridges all levels of JP Turner's supervisory system in a highly efficient manner. The experience of the Compliance Department allows independent contractors to explore more business opportunities with JP Turner & Company.
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